In July 2020, Wolfe Research and The Nomura Group announced their agreement to form a new Alliance. The Alliance combines the best attributes of a highly focused research firm and a global full-service investment bank in pursuit of maximizing client outcomes. The primary attributes of the Wolfe | Nomura Alliance include:
- Bulge-bracket capabilities with boutique-style focus
- Seasoned ECM team with over $750bn bookrun capital raised and best-in class equity-linked structuring and trading capabilities
- World-class independent equity research with over 25 analysts covering 600+ stocks across all major industries
- Over 35 experienced salespeople covering over 1,000 institutional accounts globally
- Access to high-quality global investors including proprietary high net worth / retail investors in Europe and Asia
- Dedicated Corporate Access team to organize and facilitate non-deal roadshows and investor conferences
- Ability to support transactions in secondary market
- Top-ranked, experienced convertible sales and trading team
- Unparalleled ESG advisory capabilities
“Wolfe I Nomura Alliance” is the marketing name used by Wolfe Research Securities and Nomura Securities International, Inc. in connection with certain equity capital markets activities conducted jointly by the firms. For these activities, both Nomura Securities International, Inc. and Wolfe Research Securities serve as underwriters, placement agents, or initial purchasers (as applicable) and Wolfe Research Securities provides sales support services, investor education, and/or independent equity research services.
Meet Our Team
Transactions
Since the Alliance launched in July 2020, the firms have participated in transactions under the Alliance. Note, deals completed prior to November 15, 2021 under the Alliance were originally marketed under the Nomura brand.
Wolfe | Nomura Alliance - Bookrun Transactions
$348,000,000
Follow-On Offering
Active Bookrunner
May 2022
$234,000,000
Follow-On
Offering
Joint Bookrunner
April 2022
$234,000,000
Follow-On Offering
Joint Bookrunner
January 2022
$520,000,000
Follow-On Offering
Co-Manager
January 2022
$925,750,000
Initial Public Offering
Co-Manager
December 2021
$2,786,708,286
Initial Public Offering
Co-Manager
December 2021
$1,407,600,000
Initial Public Offering
Co-Manager
December 2021
$13,724,100,000
Initial Public Offering
Co-Manager
November 2021
$868,000,000
Initial
Public Offering
Co-Manager
October 2021
$841,000,000
Initial Public Offering
Joint Bookrunner
October 2021
$276,250,000
Follow-On Offering
Joint Bookrunner
October 2021
$759,000,000
Initial Public Offering
Co-Manager
October 2021
$377,838,250
Initial Public Offering
Joint Bookrunner
September 2021
$601,449,342
Initial Public Offering
Co-Manager
September 2021
$1,128,600,000
Initial Public Offering
Co-Manager
September 2021
$1,380,000,000
Follow-On Offering
Co-Manager
September 2021
$889,736,841
Initial Public Offering
Joint Bookrunner
September 2021
$400,246,000
Follow-On Offering
Joint Bookrunner
September 2021
$3,392,500,000
Follow-On Offering
Co-Manager
September 2021
$586,500,000
Follow-On Offering
Joint Bookrunner
September 2021
$385,000,000
Follow-On Offering
Co-Manager
September 2021
$460,000,000
Follow-On Offering
Co-Manager
August 2021
$343,200,000
Initial Public Offering
Co-Manager
July 2021
$1,538,216,470
Initial Public Offering
Co-Manager
July 2021
$632,500,000
Convertible Notes
Joint Bookrunner
July 2021
$282,000,000
Follow-On Offering
Co-Manager
July 2021
$802,325,580
Initial Public Offering
Co-Manager
June 2021
$646,875,000
Initial Public Offering
Co-Manager
June 2021
$924,300,000
Initial Public Offering
Co-Manager
June 2021
$136,800,000
Initial Public Offering
Co-Manager
June 2021
$667,180,000
Follow-On Offering
Joint Bookrunner
June 2021
$1,623,068,173
Initial Public Offering
Co-Manager
June 2021
$241,500,000
Initial Public Offering
Joint Bookrunner
May 2021
$287,643,750
Follow-On Offering
Joint Bookrunner
May 2021
$288,144,000
Initial Public Offering
Co-Manager
May 2021
$437,000,000
Initial Public Offering
Joint Bookrunner
April 2021
$1,538,566,008
Initial Public Offering
Joint Bookrunner
April 2021
$1,351,351,360
Initial Public Offering
Joint Bookrunner
April 2021
$1,232,570,000
Initial Public Offering
Joint Bookrunner
April 2021
$655,500,000
Initial Public Offering
Joint Bookrunner
March 2021
$250,909,080
Initial Public Offering
Joint Bookrunner
March 2021
$732,592,305
Initial Public Offering
Active Bookrunner
March 2021
$330,000,000
Follow-On Offering
Co-Manager
February 2021
$867,100,000
Follow-On Offering
Joint Bookrunner
February 2021
$2,472,500,000
Initial Public Offering
Co-Manager
February 2021
$1,485,800,000
Initial Public Offering
Co-Manager
January 2021
$782,000,000
Initial Public Offering
Joint Bookrunner
October 2020
$650,000,000
Convertible Notes
Co-Manager
September 2020
Wolfe Capital Markets & Advisory - Equity Underwriting (1)
$390,320,000
Common Stock
Public Offering
Co-Manager
January 2022
$230,287,500
Common Stock
Public Offering
Co-Manager
January 2022
$306,000,000
Common Stock
Public Offering
Co-Manager
September 2021
$793,500,000
Common Stock
Public Offering
Co-Manager
June 2021
SPAC Merger
Capital Markets Advisor
March 2021
$478,400,000
Common Stock
Public Offering
Co-Manager
March 2021
$105,000,000
Preferred Stock
Public Offering
Co-Manager
March 2021
$1,043,050,000
Equity Units
Public Offering
Co-Manager
March 2021
$2,254,000,000
Common Stock
Public Offering
Co-Manager
December 2020
$510,600,000
Common Stock
Public Offering
Co-Manager
December 2020
$690,000,000
Convertible
Senior Notes
Co-Manager
December 2020
$1,913,600,000
Common Stock
Public Offering
Co-Manager
October 2020
$557,750,000
Common Stock
Public Offering
Co-Manager
September 2020
$218,845,000
Common Stock
Public Offering
Co-Manager
August 2020
$511,500,000
Sponsored ADS
Public Offering
Co-Manager
July 2020
$4,022,039,976
Common Stock
Public Offering
Co-Manager & Advisor
June 2020
$1,600,000,000
Equity Units
Public Offering
Co-Manager & Advisor
June 2020
$900,000,000
Preferred Stock
Public Offering
Co-Manager
June 2020
$396,750,000
Common Stock
Initial Public Offering
Co-Manager
June 2020
$579,351,443
Common Stock
Public Offering
Co-Manager
June 2020
$747,500,000
Convertible
Senior Notes
Co-Manager
May 2020
$230,115,000
Initial Public Offering
in U.S.
Co-Manager
February 2020
$556,600,000
Sponsored ADS
Public Offerings
Co-Manager
November 2019
$157,761,120
Sponsored ADS
Initial Public Offering
Co-Manager
October 2019
$1,633,691,148
Common Stock
Public Offering
Co-Manager
August 2019
$402,500,000
Common Stock
Public Offering
Co-Manager
July 2019
$650,000,000
Convertible
Senior Notes
Co-Manager
February 2019
$1,897,500,000
Common Stock
Public Offering
Co-Manager
September 2018
$977,500,000
Depositary Shares
Public Offering
Co-Manager
September 2018
$1,001,600,000
Sponsored ADS
Initial Public Offering
Co-Manager
September 2018
$1,748,000,000
Common Stock
Public Offering
Co-Manager
September 2018
$332,230,000
Common Stock
Initial Public Offering
Co-Manager
June 2018
$665,000,000
Common Stock
Public Offering
Co-Manager
July 2017
$550,000,000
Common Stock
Initial Public Offering
Co-Manager
April 2017
$345,000,000
Common Stock
Public Offering
Co-Manager
December 2016
$377,660,270
Common Stock
Initial Public Offering
Co-Manager
May 2015
$1,260,000,000
PIPE
Advisor
January 2015
$66,792,000
Common Stock
Public Offering
Co-Manager
November 2014
$514,745,730
Common Stock
Public Offering
Co-Manager
August 2014
$582,187,500
Common Stock
Public Offering
Co-Manager
March 2014
$431,250,000
Common Stock
Public Offering
Co-Manager
January 2014
$723,350,000
Common Stock
Public Offering
Co-Manager
November 2013
$382,950,000
Common Stock
Initial Public Offering
Co-Manager
August 2013
$204,067,500
Common Stock
Initial Public Offering
Co-Manager
April 2013
$230,000,000
Common Stock
Public Offering
Co-Manager
September 2012
$260,618,750
Equity Units
Public Offering
Co-Manager
September 2012
$872,850,000
Common Stock
Initial Public Offering
Co-Manager & Advisor
December 2010
(1) Wolfe Capital Markets & Advisory is the affiliated broker-dealer of Wolfe Research. Historically, Wolfe Capital Markets & Advisory served as an underwriter on select equity transactions prior to the launch of the Alliance in July 2020. Since then, Wolfe has underwritten certain equity transactions under the Wolfe Capital Markets & Advisory brand.
Wolfe Capital Markets & Advisory - Debt Underwriting (2)
$650,000,000
Senior Notes
Public Offering
Co-Manager
February 2022
$600,000,000
Debentures
Public Offerings
Co-Manager
December 2021
$150,000,000
Term Loan B
Co-Manager
December 2021
$1,200,000,000
Mortgage Bond
Co-Manager
November 2021
$1,000,000,000
Subordinated Notes
Public Offering
Co-Manager
November 2021
$1,773,000,000
Private Placement
Co-Manager
July 2021
$3,000,000,000
Senior Notes
Public Offering
Co-Manager
June 2021
$500,000,000
Senior Notes
Co-Manager
April 2021
$1,500,000,000
Senior Notes
Co-Manager
March 2021
$300,000,000
Term Loan B
Co-Manager
March 2021
$1,650,000,000
Debentures
Public Offering
Co-Manager
February 2021
$400,000,000
Senior Notes
Co-Manager
December 2020
$250,000,000
Senior Notes
Co-Manager
December 2020
$900,000,000
Senior Notes
Public Offering
Co-Manager
December 2020
$1,800,000,000
Senior Notes
Co-Manager
November 2020
$1,000,000,000
Senior Notes
Co-Manager
August 2020
$400,000,000
Senior Notes
Co-Manager
July 2020
$500,000,000
Senior Notes
Public Offering
Advisor
June 2020
$1,600,000,000
Senior Secured First Lien Notes
Co-Manager
May 2020
$250,000,000
Senior Notes
Co-Manager
May 2020
$4,000,000,000
Senior Notes
Public Offering
Co-Manager
May 2020
$2,000,000,000
Debentures
Public Offering
Co-Manager
May 2020
$1,000,000,000
Debentures
Public Offering
Co-Manager
October 2019
$757,500,000
Subordinated Notes
Public Offering
Co-Manager
June 2019
$300,000,000
Mortgage Bond
Co-Manager
May 2019
$150,000,000
Senior Notes
Public Offering
Co-Manager
May 2019
$2,700,000,000
Debentures
Public Offering
Co-Manager
March 2019
$600,000,000
Mortgage Bond
Co-Manager
February 2019
$1,000,000,000
Private Placement
Advisor
January 2019
$400,000,000
Senior Notes
Public Offering
Co-Manager
November 2018
$300,000,000
Senior Notes
Public Offering
Co-Manager
September 2018
$700,000,000
Term Loan
Financing
Advisor
March 2018
$1,500,000,000
Financing
Advisor
January 2018
$1,000,000,000
Term Loan
Financing
Co-Manager
November 2017
$750,000,000
Floating Rate Notes
Public Offering
Co-Manager
November 2017
$550,000,000
Junior Debentures
Public Offering
Co-Manager
November 2017
$525,000,000
Term Loan B
Co-Manager
May 2017
$1,494,000,000
Financing
Advisor
January 2017
$300,000,000
Mortgage Bond
Co-Manager
January 2017
$535,000,000 $400,000,000
Financing / Private Placement
Advisor
January 2016
$1,600,000,000 €500,000,000
Sr. Unsecured Notes
Co-Manager
June 2015
$500,000,000
Senior Notes
Private Placement
Co-Manager
August 2014
(2) Wolfe Capital Markets & Advisory also serves as an underwriter on debt capital markets transactions, and these transactions are completed separate of the Alliance with Nomura.