Wolfe | Nomura Alliance – Equity Capital Markets

WolfeNomura

In July 2020, Wolfe Research and The Nomura Group announced their agreement to form the Wolfe | Nomura Alliance (“The Alliance”). The Alliance combines the best attributes of a highly focused research firm and a global full-service investment bank in pursuit of maximizing client outcomes.

The Alliance seeks to be the bookrunner of choice in equity capital markets transactions in its sectors of strength. Since inception, the Wolfe | Nomura Alliance has completed more than 70 transactions, raising $70B+ in proceeds. The primary attributes of the Wolfe | Nomura Alliance include:

  • Bulge-bracket capabilities with boutique-style focus
  • Seasoned ECM team with over $750bn bookrun capital raised and best-in class equity-linked structuring and trading capabilities
  • World-class independent equity research with over 25 analysts covering 700+ stocks across all major industries
  • Over 35 experienced salespeople covering over 1,100 institutional accounts globally
  • Access to high-quality global investors including proprietary high net worth / retail investors in Europe and Asia
  • Dedicated Corporate Access team to organize and facilitate non-deal roadshows and investor conferences
  • Top-ranked, experienced convertible sales and trading team
  • Unparalleled ESG advisory capabilities

Meet the Wolfe Capital Markets & Advisory Team

Capital Markets

Peter Ryan

Head of Capital Markets

Anton Zitz

Director, Capital Markets

Brian Tatlow

Senior Vice President, Capital Markets

General Counsel
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Sandra Pallante

General Counsel

Transactions

Wolfe | Nomura Alliance - Bookrun Transactions

$348,000,000

Follow-On Offering

Active Bookrunner

Wolf Nomura

May 2022

$234,000,000

Follow-On
Offering

Joint Bookrunner

Wolf Nomura

April 2022

$234,000,000

Follow-On Offering

Joint Bookrunner

Wolf Nomura

January 2022

$520,000,000

Follow-On Offering

Co-Manager

Wolf Nomura

January 2022

$925,750,000

Initial Public Offering

Co-Manager

Wolf Nomura

December 2021

$2,786,708,286

Initial Public Offering

Co-Manager

Wolf Nomura

December 2021

$1,407,600,000

Initial Public Offering

Co-Manager

Wolf Nomura

December 2021

$13,724,100,000

Initial Public Offering

Co-Manager

Wolf Nomura

November 2021

$868,000,000

Initial
Public Offering

Co-Manager

Wolf Nomura

October 2021

$841,000,000

Initial Public Offering

Joint Bookrunner

Wolf Nomura

October 2021

$276,250,000

Follow-On Offering

Joint Bookrunner

Wolf Nomura

October 2021

$759,000,000

Initial Public Offering

Co-Manager

Wolf Nomura

October 2021

$377,838,250

Initial Public Offering

Joint Bookrunner

Wolf Nomura

September 2021

$601,449,342

Initial Public Offering

Co-Manager

Wolf Nomura

September 2021

$1,128,600,000

Initial Public Offering

Co-Manager

Wolf Nomura

September 2021

$1,380,000,000

Follow-On Offering

Co-Manager

Wolf Nomura

September 2021

$889,736,841

Initial Public Offering

Joint Bookrunner

Wolf Nomura

September 2021

$400,246,000

Follow-On Offering

Joint Bookrunner

Wolf Nomura

September 2021

$3,392,500,000

Follow-On Offering

Co-Manager

Wolf Nomura

September 2021

$586,500,000

Follow-On Offering

Joint Bookrunner

Wolf Nomura

September 2021

$385,000,000

Follow-On Offering

Co-Manager

Wolf Nomura

September 2021

$460,000,000

Follow-On Offering

Co-Manager

Wolf Nomura

August 2021

$343,200,000

Initial Public Offering

Co-Manager

Wolf Nomura

July 2021

$1,538,216,470

Initial Public Offering

Co-Manager

Wolf Nomura

July 2021

$632,500,000

Convertible Notes

Joint Bookrunner

Wolf Nomura

July 2021

$282,000,000

Follow-On Offering

Co-Manager

Wolf Nomura

July 2021

$802,325,580

Initial Public Offering

Co-Manager

Wolf Nomura

June 2021

$646,875,000

Initial Public Offering

Co-Manager

Wolf Nomura

June 2021

$924,300,000

Initial Public Offering

Co-Manager

Wolf Nomura

June 2021

$136,800,000

Initial Public Offering

Co-Manager

Wolf Nomura

June 2021

$667,180,000

Follow-On Offering

Joint Bookrunner

Wolf Nomura

June 2021

$1,623,068,173

Initial Public Offering

Co-Manager

Wolf Nomura

June 2021

$241,500,000

Initial Public Offering

Joint Bookrunner

Wolf Nomura

May 2021

$287,643,750

Follow-On Offering

Joint Bookrunner

Wolf Nomura

May 2021

$288,144,000

Initial Public Offering

Co-Manager

Wolf Nomura

May 2021

$437,000,000

Initial Public Offering

Joint Bookrunner

Wolf Nomura

April 2021

$1,538,566,008

Initial Public Offering

Joint Bookrunner

Wolf Nomura

April 2021

$1,351,351,360

Initial Public Offering

Joint Bookrunner

Wolf Nomura

April 2021

$1,232,570,000

Initial Public Offering

Joint Bookrunner

Wolf Nomura

April 2021

$655,500,000

Initial Public Offering

Joint Bookrunner

Wolf Nomura

March 2021

$250,909,080

Initial Public Offering

Joint Bookrunner

Wolf Nomura

March 2021

$732,592,305

Initial Public Offering

Active Bookrunner

Wolf Nomura

March 2021

$330,000,000

Follow-On Offering

Co-Manager

Wolf Nomura

February 2021

$867,100,000

Follow-On Offering

Joint Bookrunner

Wolf Nomura

February 2021

$2,472,500,000

Initial Public Offering

Co-Manager

Wolf Nomura

February 2021

$1,485,800,000

Initial Public Offering

Co-Manager

Wolf Nomura

January 2021

$782,000,000

Initial Public Offering

Joint Bookrunner

Wolf Nomura

October 2020

$650,000,000

Convertible Notes

Co-Manager

Wolf Nomura

September 2020

“Wolfe I Nomura Alliance” is the marketing name used by Wolfe Research Securities and Nomura Securities International, Inc. in connection with certain equity capital markets activities conducted jointly by the firms. For these activities, both Nomura Securities International, Inc. and Wolfe Research Securities serve as underwriters, placement agents, or initial purchasers (as applicable) and Wolfe Research Securities provides sales support services, investor education, and/or independent equity research services.

Since the Alliance launched in July 2020, the firms have participated in transactions under the Alliance. Note, deals completed prior to November 15, 2021 under the Alliance were originally marketed under the Nomura brand.

Wolfe Capital Markets and Advisory is a registered broker dealer and member of FINRA and SIPC.

WR Securities, LLC (FINRA CRD: 151850) (d/b/a Wolfe Capital Markets & Advisory) is the affiliated broker dealer of Wolfe Research, LLC.