Capital Markets

Wolfe Nomura

In July 2020, Wolfe Research and The Nomura Group announced their agreement to form a new Alliance. The Alliance combines the best attributes of a highly focused research firm and a global full-service investment bank in pursuit of maximizing client outcomes. The primary attributes of the Wolfe | Nomura Alliance include:

  • Bulge-bracket capabilities with boutique-style focus
  • Seasoned ECM team with over $750bn bookrun capital raised and best-in class equity-linked structuring and trading capabilities
  • World-class independent equity research with over 25 analysts covering 600+ stocks across all major industries
  • Over 35 experienced salespeople covering over 1,000 institutional accounts globally
  • Access to high-quality global investors including proprietary high net worth / retail investors in Europe and Asia
  • Dedicated Corporate Access team to organize and facilitate non-deal roadshows and investor conferences
  • Ability to support transactions in secondary market
  • Top-ranked, experienced convertible sales and trading team
  • Unparalleled ESG advisory capabilities

“Wolfe I Nomura Alliance” is the marketing name used by Wolfe Research Securities and Nomura Securities International, Inc. in connection with certain equity capital markets activities conducted jointly by the firms. For these activities, both Nomura Securities International, Inc. and Wolfe Research Securities serve as underwriters, placement agents, or initial purchasers (as applicable) and Wolfe Research Securities provides sales support services, investor education, and/or independent equity research services.

Meet Our Team

Capital Markets

Peter Ryan

Head of Capital Markets

Anton Zitz

Director, Capital Markets

Brian Tatlow

Vice President, Capital Markets

General Counsel
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Sandra Pallante

General Counsel

Jim Lamke

Chief Compliance Officer

Transactions

Since the Alliance launched in July 2020, the firms have participated in transactions under the Alliance. Note, deals completed prior to November 15, 2021 under the Alliance were originally marketed under the Nomura brand.

Wolfe | Nomura Alliance - Completed Transactions

$348,000,000

Follow-On Offering

Active Bookrunner

Wolf Nomura

May 2022

$234,000,000

Follow-On Offering

Joint Bookrunner

Wolf Nomura

April 2022

$234,000,000

Follow-On Offering

Joint Bookrunner

Wolf Nomura

January 2022

$520,000,000

Follow-On Offering

Co-Manager

Wolf Nomura

January 2022

$925,750,000

Initial Public Offering

Co-Manager

Wolf Nomura

December 2021

$2,786,708,286

Initial Public Offering

Co-Manager

Wolf Nomura

December 2021

$1,407,600,000

Initial Public Offering

Co-Manager

Wolf Nomura

December 2021

$13,724,100,000

Initial Public Offering

Co-Manager

Wolf Nomura

November 2021

$868,000,000

Initial Public Offering

Co-Manager

Wolf Nomura

October 2021

$841,000,000

Initial Public Offering

Joint Bookrunner

Wolf Nomura

October 2021

$276,250,000

Follow-On Offering

Joint Bookrunner

Wolf Nomura

October 2021

$759,000,000

Initial Public Offering

Co-Manager

Wolf Nomura

October 2021

$377,838,250

Initial Public Offering

Joint Bookrunner

Wolf Nomura

September 2021

$601,449,342

Initial Public Offering

Co-Manager

Wolf Nomura

September 2021

$1,128,600,000

Initial Public Offering

Co-Manager

Wolf Nomura

September 2021

$1,380,000,000

Follow-On Offering

Co-Manager

Wolf Nomura

September 2021

$889,736,841

Initial Public Offering

Joint Bookrunner

Wolf Nomura

September 2021

$400,246,000

Follow-On Offering

Joint Bookrunner

Wolf Nomura

September 2021

$3,392,500,000

Follow-On Offering

Co-Manager

Wolf Nomura

September 2021

$586,500,000

Follow-On Offering

Joint Bookrunner

Wolf Nomura

September 2021

$385,000,000

Follow-On Offering

Co-Manager

Wolf Nomura

September 2021

$460,000,000

Follow-On Offering

Co-Manager

Wolf Nomura

August 2021

$343,200,000

Initial Public Offering

Co-Manager

Wolf Nomura

July 2021

$1,538,216,470

Initial Public Offering

Co-Manager

Wolf Nomura

July 2021

$632,500,000

Convertible Notes

Joint Bookrunner

Wolf Nomura

July 2021

$282,000,000

Follow-On Offering

Co-Manager

Wolf Nomura

July 2021

$802,325,580

Initial Public Offering

Co-Manager

Wolf Nomura

June 2021

$646,875,000

Initial Public Offering

Co-Manager

Wolf Nomura

June 2021

$924,300,000

Initial Public Offering

Co-Manager

Wolf Nomura

June 2021

$136,800,000

Initial Public Offering

Co-Manager

Wolf Nomura

June 2021

$667,180,000

Follow-On Offering

Joint Bookrunner

Wolf Nomura

June 2021

$1,623,068,173

Initial Public Offering

Co-Manager

Wolf Nomura

June 2021

$241,500,000

Initial Public Offering

Joint Bookrunner

Wolf Nomura

May 2021

$287,643,750

Follow-On Offering

Joint Bookrunner

Wolf Nomura

May 2021

$288,144,000

Initial Public Offering

Co-Manager

Wolf Nomura

May 2021

$437,000,000

Initial Public Offering

Joint Bookrunner

Wolf Nomura

April 2021

$1,538,566,008

Initial Public Offering

Joint Bookrunner

Wolf Nomura

April 2021

$1,351,351,360

Initial Public Offering

Joint Bookrunner

Wolf Nomura

April 2021

$1,232,570,000

Initial Public Offering

Joint Bookrunner

Wolf Nomura

April 2021

$655,500,000

Initial Public Offering

Joint Bookrunner

Wolf Nomura

March 2021

$250,909,080

Initial Public Offering

Joint Bookrunner

Wolf Nomura

March 2021

$732,592,305

Initial Public Offering

Active Bookrunner

Wolf Nomura

March 2021

$330,000,000

Follow-On Offering

Co-Manager

Wolf Nomura

February 2021

$867,100,000

Follow-On Offering

Joint Bookrunner

Wolf Nomura

February 2021

$2,472,500,000

Initial Public Offering

Co-Manager

Wolf Nomura

February 2021

$1,485,800,000

Initial Public Offering

Co-Manager

Wolf Nomura

January 2021

$782,000,000

Initial Public Offering

Joint Bookrunner

Wolf Nomura

October 2020

$650,000,000

Convertible Notes

Co-Manager

Wolf Nomura

September 2020

Wolfe Capital Markets & Advisory - Equity Underwriting (1)

$390,320,000

Common Stock Public Offering

Co-Manager

January 2022

$230,287,500

Common Stock Public Offering

Co-Manager

January 2022

$306,000,000

Common Stock Public Offering

Co-Manager

September 2021

$793,500,000

Common Stock Public Offering

Co-Manager

June 2021

SPAC Merger

Capital Markets Advisor

March 2021

$478,400,000

Common Stock Public Offering

Co-Manager

March 2021

$105,000,000

Preferred Stock Public Offering

Co-Manager

March 2021

$1,043,050,000

Equity Units Public Offering

Co-Manager

March 2021

$2,254,000,000

Common Stock Public Offering

Co-Manager

December 2020

$510,600,000

Common Stock Public Offering

Co-Manager

December 2020

$690,000,000

Convertible Senior Notes

Co-Manager

December 2020

$1,913,600,000

Common Stock Public Offering

Co-Manager

October 2020

$557,750,000

Common Stock Public Offering

Co-Manager

September 2020

$218,845,000

Common Stock Public Offering

Co-Manager

August 2020

$511,500,000

Sponsored ADS Public Offering

Co-Manager

July 2020

$4,022,039,976

Common Stock Public Offering

Co-Manager & Advisor

June 2020

$1,600,000,000

Equity Units Public Offering

Co-Manager & Advisor

June 2020

$900,000,000

Preferred Stock Public Offering

Co-Manager

June 2020

$396,750,000

Common Stock Initial Public Offering

Co-Manager

June 2020

$579,351,443

Common Stock Public Offering

Co-Manager

June 2020

$747,500,000

Convertible Senior Notes

Co-Manager

May 2020

$230,115,000

Initial Public Offering in U.S.

Co-Manager

February 2020

$556,600,000

Sponsored ADS Public Offerings

Co-Manager

November 2019

$157,761,120

Sponsored ADS Initial Public Offering

Co-Manager

October 2019

$1,633,691,148

Common Stock Public Offering

Co-Manager

August 2019

$402,500,000

Common Stock Public Offering

Co-Manager

July 2019

$650,000,000

Convertible Senior Notes

Co-Manager

February 2019

$1,897,500,000

Common Stock Public Offering

Co-Manager

September 2018

$977,500,000

Depositary Shares Public Offering

Co-Manager

September 2018

$1,001,600,000

Sponsored ADS Initial Public Offering

Co-Manager

September 2018

$1,748,000,000

Common Stock Public Offering

Co-Manager

September 2018

$332,230,000

Common Stock Initial Public Offering

Co-Manager

June 2018

$665,000,000

Common Stock Public Offering

Co-Manager

July 2017

$550,000,000

Common Stock Initial Public Offering

Co-Manager

April 2017

$345,000,000

Common Stock Public Offering

Co-Manager

December 2016

$377,660,270

Common Stock Initial Public Offering

Co-Manager

May 2015

$1,260,000,000

PIPE

Advisor

January 2015

$66,792,000

Common Stock Public Offering

Co-Manager

November 2014

$514,745,730

Common Stock Public Offering

Co-Manager

August 2014

$582,187,500

Common Stock Public Offering

Co-Manager

March 2014

$431,250,000

Common Stock Public Offering

Co-Manager

January 2014

$723,350,000

Common Stock Public Offering

Co-Manager

November 2013

$382,950,000

Common Stock Initial Public Offering

Co-Manager

August 2013

$204,067,500

Common Stock Initial Public Offering

Co-Manager

April 2013

$230,000,000

Common Stock Public Offering

Co-Manager

September 2012

$260,618,750

Equity Units Public Offering

Co-Manager

September 2012

$872,850,000

Common Stock Initial Public Offering

Co-Manager & Advisor

December 2010

(1) Wolfe Capital Markets & Advisory is the affiliated broker-dealer of Wolfe Research. Historically, Wolfe Capital Markets & Advisory served as an underwriter on select equity transactions prior to the launch of the Alliance in July 2020. Since then, Wolfe has underwritten certain equity transactions under the Wolfe Capital Markets & Advisory brand.

Wolfe Capital Markets & Advisory - Debt Underwriting (2)

$650,000,000

Senior Notes Public Offering

Co-Manager

February 2022

$600,000,000

Debentures Public Offerings

Co-Manager

December 2021

$150,000,000

Term Loan B

Co-Manager

December 2021

$1,200,000,000

Mortgage Bond

Co-Manager

November 2021

$1,000,000,000

Subordinated Notes Public Offering

Co-Manager

November 2021

$1,773,000,000

Private Placement

Co-Manager

July 2021

$3,000,000,000

Senior Notes Public Offering

Co-Manager

June 2021

$500,000,000

Senior Notes

Co-Manager

April 2021

$1,500,000,000

Senior Notes

Co-Manager

March 2021

$300,000,000

Term Loan B

Co-Manager

March 2021

$1,650,000,000

Debentures Public Offering

Co-Manager

February 2021

$400,000,000

Senior Notes

Co-Manager

December 2020

$250,000,000

Senior Notes

Co-Manager

December 2020

$900,000,000

Senior Notes Public Offering

Co-Manager

December 2020

$1,800,000,000

Senior Notes

Co-Manager

November 2020

$1,000,000,000

Senior Notes

Co-Manager

August 2020

$400,000,000

Senior Notes

Co-Manager

July 2020

$500,000,000

Senior Notes Public Offering

Advisor

June 2020

$1,600,000,000

Senior Secured First Lien Notes

Co-Manager

May 2020

$250,000,000

Senior Notes

Co-Manager

May 2020

$4,000,000,000

Senior Notes Public Offering

Co-Manager

May 2020

$2,000,000,000

Debentures Public Offering

Co-Manager

May 2020

$1,000,000,000

Debentures Public Offering

Co-Manager

October 2019

$757,500,000

Subordinated Notes Public Offering

Co-Manager

June 2019

$300,000,000

Mortgage Bond

Co-Manager

May 2019

$150,000,000

Senior Notes Public Offering

Co-Manager

May 2019

$2,700,000,000

Debentures Public Offering

Co-Manager

March 2019

$600,000,000

Mortgage Bond

Co-Manager

February 2019

$1,000,000,000

Private Placement

Advisor

January 2019

$400,000,000

Senior Notes Public Offering

Co-Manager

November 2018

$300,000,000

Senior Notes Public Offering

Co-Manager

September 2018

$700,000,000

Term Loan Financing

Advisor

March 2018

$1,500,000,000

Financing

Advisor

January 2018

$1,000,000,000

Term Loan Financing

Co-Manager

November 2017

$750,000,000

Floating Rate Notes Public Offering

Co-Manager

November 2017

$550,000,000

Junior Debentures Public Offering

Co-Manager

November 2017

$525,000,000

Term Loan B

Co-Manager

May 2017

$1,494,000,000

Financing

Advisor

January 2017

$300,000,000

Mortgage Bond

Co-Manager

January 2017

$535,000,000 $400,000,000

Financing / Private Placement

Advisor

January 2016

$1,600,000,000 €500,000,000

Sr. Unsecured Notes

Co-Manager

June 2015

$500,000,000

Senior Notes Private Placement

Co-Manager

August 2014

(2) Wolfe Capital Markets & Advisory also serves as an underwriter on debt capital markets transactions, and these transactions are completed separate of the Alliance with Nomura.

Wolfe Capital Markets and Advisory is a registered broker dealer and member of FINRA and SIPC.

WR Securities, LLC (FINRA CRD: 151850)  (d/b/a Wolfe Capital Markets & Advisory) is the affiliated broker dealer of Wolfe Research, LLC.